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Series and Sequences Part 1

In this part, we explain the definition of sequences, arithmetic and geometric sequence structures, and the properties of monotonicity, boundedness, convergence and limits.

Ali Osman UzunJune 4, 202618 min read
Series and Sequences Part 1

What Is a Sequence?

In mathematics, sequences have found a place in modern mathematical analysis as systems in which functions are ordered according to a particular rule. Sequences are viewed as structures in which functions are arranged in a definite order. Many examples appeared in antiquity, such as the sequence found in the Rhind Papyrus among questions concerning division in arithmetic. The ancient Babylonians regarded sequences as geometric progressions used in agriculture and astronomy. The Greeks treated sequences and their sums—that is, series—as philosophical subjects. Zeno's paradoxes attempted to explain how a sequence formed by repeatedly halving a distance could yield a finite result even though the sequence contained infinitely many terms. Archimedes summed a geometric sequence while finding the area of a parabolic segment. As we can see, many civilizations throughout history used sequences both in agriculture and in exploring the heavens. In this article, however, we will approach the subject neither agriculturally nor astronomically, but entirely mathematically. Through numerous examples and proofs, you will come to understand what sequences are and what they are not.

Definition of Sequences

Definition
Any function whose domain is the positive integers (Z+\mathbb{Z}^+) is called a sequence.

f(1)=a1,f(2)=a2,,f(n)=anf(1) = a_1, \quad f(2) = a_2, \quad \dots, \quad f(n) = a_n

Here, the number ana_n corresponding to the natural number nn is called the general term of the sequence.

Example
an=1n+1n3a_n = \frac{1}{n} + \frac{1}{n^3}

denotes the sequence whose terms include

a1=2,a2=58a_1 = 2, \quad a_2 = \frac{5}{8}

Example
Find the fourth term of the sequence
(n6(n+1)2)\left( \frac{n^6}{(n+1)^2} \right)

Solution
a4=46(4+1)2=2425=a4a_4 = \frac{4^6}{(4+1)^2} = \frac{2^4}{25} = a_4

is obtained.

Types of Sequences and Their General Forms

Definition
If there exists a dRd \in \mathbb{R} such that
an+1an=da_{n+1} - a_n = d

then (an)(a_n) is called an arithmetic sequence, and dd is called the common difference.

Example
Show that
an=6n+11a_n = 6n + 11

is an arithmetic sequence.

Solution
an=6n+11a_n = 6n + 11

an+1=6(n+1)+11a_{n+1} = 6(n+1) + 11

and

an+1an=6Ra_{n+1} - a_n = 6 \in \mathbb{R}

so (an)(a_n) is an arithmetic sequence.

Now let us find the sum of the first nn terms of the arithmetic sequence

an=kn+ta_n = kn + t

Let

Sn=a1+a2+a3++anS_n = a_1 + a_2 + a_3 + \cdots + a_n a1=k+ta_1 = k + t a2=2k+ta_2 = 2k + t a3=3k+ta_3 = 3k + t \vdots an=kn+ta_n = kn + t

It follows that

Sn=n2[k(n+1)+2t]S_n = \frac{n}{2}\left[k(n+1) + 2t\right]

We also obtain

Sn=n2(a1+an)S_n = \frac{n}{2}(a_1 + a_n)

Definition
If there exists an rRr \in \mathbb{R} such that
an+1an=r\frac{a_{n+1}}{a_n} = r

then (an)(a_n) is a geometric sequence.

Example
Show that
an=32na_n = 3 \cdot 2^n

is a geometric sequence.

Solution
an=32na_n = 3 \cdot 2^n

an+1=32n+1=62na_{n+1} = 3 \cdot 2^{n+1} = 6 \cdot 2^n

Therefore,

an+1an=32n+132n=2\frac{a_{n+1}}{a_n} = \frac{3 \cdot 2^{n+1}}{3 \cdot 2^n} = 2

so (an)(a_n) is a geometric sequence, with common ratio

r=2r = 2

Now let us find the sum of the first nn terms of a geometric sequence.

If

an+1=rana_{n+1} = r a_n

then

a2=ra1a_2 = r a_1 a3=ra2=r2a1a_3 = r a_2 = r^2 a_1 a4=ra3=r3a1a_4 = r a_3 = r^3 a_1 \vdots an=rn1a1a_n = r^{n-1} a_1

Thus,

Sn=a1+a2+a3++anS_n = a_1 + a_2 + a_3 + \cdots + a_n Sn=a1+a1r+a1r2++a1rn1S_n = a_1 + a_1 r + a_1 r^2 + \cdots + a_1 r^{n-1}

Hence,

Sn=a1(1+r+r2++rn1)S_n = a_1\left(1 + r + r^2 + \cdots + r^{n-1}\right)

Let

Sn=a1(1+r+r2++rn1)S_n = a_1\left(1 + r + r^2 + \cdots + r^{n-1}\right)

Then

rSn=a1r+a1r2++a1rnr S_n = a_1 r + a_1 r^2 + \cdots + a_1 r^n

Subtracting one side from the other gives

(1r)Sn=a1a1rn(1 - r)S_n = a_1 - a_1 r^n

Therefore,

Sn=a1(1rn)1rS_n = \frac{a_1(1 - r^n)}{1 - r}

Monotonicity

Definition
an<an+1    (an) artana_n < a_{n+1} \iff (a_n) \ \text{artan}

an>an+1    (an) azalana_n > a_{n+1} \iff (a_n) \ \text{azalan}

anan+1    (an) azalmayana_n \leq a_{n+1} \iff (a_n) \ \text{azalmayan}

anan+1    (an) artmayana_n \geq a_{n+1} \iff (a_n) \ \text{artmayan}

Increasing or decreasing sequences are called monotone sequences.

Example
Examine the monotonicity of the sequence
(2n(n+1)!)\left( \frac{2^n}{(n+1)!} \right)

Solution
an+1an=2n+1(n+2)!(n+1)!2n=2n+2\frac{a_{n+1}}{a_n} = \frac{2^{n+1}}{(n+2)!} \cdot \frac{(n+1)!}{2^n} = \frac{2}{n+2}

Since

n+2>2n + 2 > 2

we have

2n+2<1\frac{2}{n+2} < 1

and therefore

an+1an<1\frac{a_{n+1}}{a_n} < 1

It follows that

an+1<ana_{n+1} < a_n

Thus (an)(a_n) is decreasing.

Definition of Boundedness for Sequences

Definition
If there exists an MRM \in \mathbb{R} such that, for every nNn \in \mathbb{N},

anMa_n \leq M

then the sequence ana_n is said to be bounded above.
Similarly, if there exists an mRm \in \mathbb{R} such that

anma_n \geq m

then the sequence is bounded below.

Example
Examine whether the sequence
((1)nnn+1)\left( (-1)^n \frac{n}{n+1} \right)

is bounded.

Solution
1<nn+1(1)nnn+1nn+1<1-1 < -\frac{n}{n+1} \leq (-1)^n \frac{n}{n+1} \leq \frac{n}{n+1} < 1

Hence the sequence is bounded both below and above; that is, it is bounded.

Convergence of Sequences

If, apart from finitely many terms, all terms of a sequence (an)(a_n) lie in every neighborhood of a number aa, then the sequence is said to converge to aa, or aa is called the limit of (an)(a_n).

liman=a\lim a_n = a

or

(an)a(a_n) \to a

A sequence is either convergent or divergent.

If, for every ε>0\varepsilon > 0, there exists a suitable natural number NN such that for all nNn \geq N,

anL<ε|a_n - L| < \varepsilon

then

liman=L\lim a_n = L

Example
Show that the sequence
an=1na_n = \frac{1}{n}

converges to 0.

Solution
Let
L=0L = 0

The inequality

anL<ε|a_n - L| < \varepsilon

becomes

1n0<ε\left| \frac{1}{n} - 0 \right| < \varepsilon

Thus,

1n<ε\frac{1}{n} < \varepsilon

is required. This means

n>1εn > \frac{1}{\varepsilon}

Therefore, if

N=[1ε]N = \left[ \frac{1}{\varepsilon} \right]

is chosen, then for

nNn \geq N

we have

1n<ε\left| \frac{1}{n} \right| < \varepsilon

Consequently,

(an)0(a_n) \to 0

Limits of Sequences and Their Properties

Let

liman=a,limbn=b,δR\lim a_n = a, \quad \lim b_n = b, \quad \delta \in \mathbb{R}

Then:

  1. lim(an+bn)=a+b\lim(a_n + b_n) = a + b

  2. lim(anbn)=ab\lim(a_n b_n) = ab

  3. If bn0,b0b_n \neq 0, \quad b \neq 0, then

limanbn=ab\lim \frac{a_n}{b_n} = \frac{a}{b}
  1. lim(δan)=δa\lim(\delta a_n) = \delta a

  2. If liman=a\lim a_n = a, then

lima1+a2+a3++ann=a\lim \frac{a_1 + a_2 + a_3 + \cdots + a_n}{n} = a

Proof

Suppose

lim(an+bn)=a+b\lim(a_n + b_n) = a + b

Set

an+bn=cna_n + b_n = c_n

If

limcn=a+b\lim c_n = a + b

then for every ε>0\varepsilon > 0, there exists an N>0N > 0 such that whenever

n>Nn > N

we have

cn(a+b)<ε|c_n - (a + b)| < \varepsilon

That is,

an+bnab<ε|a_n + b_n - a - b| < \varepsilon

From this,

(ana)+(bnb)ana+bnb|(a_n - a) + (b_n - b)| \leq |a_n - a| + |b_n - b|

Since anaa_n \to a, for every ε1>0\varepsilon_1 > 0, there exists an N1N_1 such that when

n>N1n > N_1

we have

ana<ε1|a_n - a| < \varepsilon_1

Similarly, because bnbb_n \to b, for every ε2>0\varepsilon_2 > 0, there exists an N2N_2 such that when

n>N2n > N_2

we have

bnb<ε2|b_n - b| < \varepsilon_2

Choosing

ε1=ε2,ε2=ε2\varepsilon_1 = \frac{\varepsilon}{2}, \quad \varepsilon_2 = \frac{\varepsilon}{2}

and taking

N=max(N1,N2)N = \max(N_1, N_2)

completes the proof.


Suppose

(an)a(a_n) \to a

We will show that

lima1+a2+a3++ann=a\lim \frac{a_1 + a_2 + a_3 + \cdots + a_n}{n} = a

Proof

ana<ε|a_n - a| < \varepsilon

can be ensured by choosing

n>N0n > N_0

and a suitable ε>0\varepsilon > 0.

Split the sum into two parts:

lima1+a2++aN0n+limaN0+1+aN0+2++ann\lim \frac{a_1 + a_2 + \cdots + a_{N_0}}{n} + \lim \frac{a_{N_0+1} + a_{N_0+2} + \cdots + a_n}{n}

The first part contains finitely many terms, so

lima1+a2++aN0n=0\lim \frac{a_1 + a_2 + \cdots + a_{N_0}}{n} = 0

Therefore,

limaN0+1+aN0+2++ann=a\lim \frac{a_{N_0+1} + a_{N_0+2} + \cdots + a_n}{n} = a

This portion contains approximately nN0n - N_0 terms.
Treating each term as approximately aa, the sum is approximately

a(nN0)a(n - N_0)

Thus,

a(nN0)n=a(1N0n)\frac{a(n - N_0)}{n} = a\left(1 - \frac{N_0}{n}\right)

Since

limna(1N0n)=a(10)=a\lim_{n \to \infty} a\left(1 - \frac{N_0}{n}\right) = a(1 - 0) = a

we obtain

limna1+a2+a3++ann=a\boxed{\lim_{n \to \infty} \frac{a_1 + a_2 + a_3 + \cdots + a_n}{n} = a}

The proofs of Theorems 2, 3, and 4 are left to the reader as exercises.

Conclusion

This article presented the history and properties of sequences, the general forms of geometric and arithmetic sequences, convergence, and increasing and decreasing behavior in an entirely formal manner, with formal proofs. I thought we would fit in much more, but let that be enough for this time. In the next article, I will discuss the convergence of geometric and arithmetic sequences at a much more abstract level. Take care.

References

  • Balcı, M. (2020). Genel Matematik 1. Palme Yayınları.
  • Apostol, T. M. Calculus, Vol. 1, 2nd ed., Wiley, 1967.
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Ali Osman Uzun

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